Filing Details
- Accession Number:
- 0001209191-13-040749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-14 18:04:35
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-14
- Accepted Time:
- 2013-08-14 18:04:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536529 | C. Andrew Eschenbach Von | 163 Sarasota Circle South Montgomery TX 77356 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2013-08-12 | 3,000 | $3.69 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | $4.13 | 2018-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $4.60 | 2017-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $4.06 | 2016-11-27 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-30 | 20,000 | 20,000 | Direct |
| 2017-06-30 | 20,000 | 20,000 | Direct |
| 2016-11-27 | 20,000 | 20,000 | Direct |
Footnotes
- Will become exercisable in four equal quarterly installments after the date of grant on July 1, 2013 based upon continued service on the board of directors.
- 5,000 options became exercisable on September 30, 2012; December 31, 2012; March 31, 2013; and June 30, 2013.
- 5,000 options became exercisable on December 31, 2011; March 31, 2012; June 30, 2012, and September 30, 2012.
Billionaire Hedge Funds
