Filing Details

Accession Number:
0000720672-13-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 17:46:58
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 17:46:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392580 A Ben Plotkin 225 Regatta Drive
Jupiter FL 33477
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-12 25,000 $39.42 159,310 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 56,638 56,638 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
56,638 56,638 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.