Filing Details

Accession Number:
0000820318-13-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 17:39:11
Reporting Period:
2013-08-13
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 17:39:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196392 W Peter Sognefest 8308 Chappelle Court
Las Vegas NV 89131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-13 4,200 $10.04 24,702 No 4 M Direct
Common Stock Disposition 2013-08-13 4,200 $20.13 20,502 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Disposition 2013-08-13 4,200 $0.00 4,200 $10.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,600 2019-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 320 Indirect By Son
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $20.04 to $20.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or for any other purpose.
  3. The option vests in 5 equal annual installments beginning on February 7, 2010.
  4. Due to an administrative error, the amounts reported in column 9 of the Form 4 filed June 4, 2013, which reported the exercise of a portion of this option on May 31, 2013 and a subsequent exercise on June 3, 2013, were incorrectly reported. The correct number of derivative securities beneficially owned with respect to this option following the exercise reported herein and all previous exercises is 4,600 shares.