Filing Details

Accession Number:
0000720672-13-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 17:30:24
Reporting Period:
2013-08-13
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 17:30:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181348 P John Dubinsky 625 S. Skinker Blvd, Apt. 1503
St Louis MO 63105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-13 3,000 $40.00 26,193 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 2004-04-01 21,007 21,007 Direct
Common Stock Stock Option (Option to Buy) $17.00 2016-01-03 450 450 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
21,007 21,007 Direct
2016-01-03 450 450 Direct
Footnotes
  1. Units vest quarterly over a one year period.
  2. No expiration date for these Units.
  3. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.