Filing Details

Accession Number:
0000720672-13-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 17:29:26
Reporting Period:
2013-08-13
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 17:29:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203738 A Bruce Beda 355 East Ohio Avenue #4602
Chicago IL 60611
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-13 6,500 $40.05 41,514 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 29,667 29,667 Direct
Common Stock Stock Option (Option to Buy) $17.00 2016-01-03 2,250 2,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
29,667 29,667 Direct
2016-01-03 2,250 2,250 Direct
Footnotes
  1. These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.
  2. No expiration date for these Units.
  3. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.