Filing Details

Accession Number:
0001127602-13-025038
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 10:53:22
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 10:53:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381049 Scott Bergren 14841 North Dallas Parkway
Dallas TX 75254
Ceo Ph And Yum Innov. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-12 71,444 $29.61 89,833 No 4 M Direct
Common Stock Disposition 2013-08-12 46,346 $75.00 43,487 No 4 D Direct
Common Stock Disposition 2013-08-12 6,590 $75.08 36,897 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-08-12 71,444 $0.00 71,444 $29.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-19 2017-01-19 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan