Filing Details

Accession Number:
0001209191-13-040582
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 09:02:03
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 09:02:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142512 Ziprealty Inc ZIPR Real Estate Agents & Managers (For Others) (6531) 943319956
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321154 Charles Baker 2000 Powell Street
Suite 300
Emeryville CA 94608
Ceo & President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-12 500 $4.00 182,796 No 4 P Direct
Common Stock Acquisiton 2013-08-12 728 $3.99 183,524 No 4 P Direct
Common Stock Acquisiton 2013-08-12 100 $3.98 183,624 No 4 P Direct
Common Stock Acquisiton 2013-08-12 1,972 $3.97 185,596 No 4 P Direct
Common Stock Acquisiton 2013-08-12 600 $3.96 186,196 No 4 P Direct
Common Stock Acquisiton 2013-08-12 100 $3.95 186,296 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to buy) $3.21 2011-10-02 2020-10-07 0 350,000 Direct
Common Stock Employee Stock Option (Right to buy) $4.90 2011-03-04 2020-03-03 0 65,000 Direct
Common Stock Employee Stock Option (Right to buy) $2.56 2009-12-01 2018-12-10 0 325,000 Direct
Common Stock Employee Stock Option (Right to buy) $1.25 2013-03-08 2022-03-07 0 83,334 Direct
Common Stock Employee Stock Option (Right to buy) $1.25 2013-03-08 2022-03-07 0 83,333 Direct
Common Stock Employee Stock Option (Right to buy) $1.25 2013-02-27 2022-03-07 0 83,333 Direct
Common Stock Employee Stock Option (Right to buy) $3.84 2014-02-28 2023-02-27 0 500,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-10-07 0 350,000 Direct
2020-03-03 0 65,000 Direct
2018-12-10 0 325,000 Direct
2022-03-07 0 83,334 Direct
2022-03-07 0 83,333 Direct
2022-03-07 0 83,333 Direct
2023-02-27 0 500,000 Direct
Footnotes
  1. One-fourth of the shares subject to the option vested and became exercisable on the Exercisable Date, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  2. The shares subject to this option are fully vested.
  3. One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.