Filing Details

Accession Number:
0001096752-13-000105
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-13 10:20:01
Reporting Period:
2013-08-09
Filing Date:
2013-08-13
Accepted Time:
2013-08-13 10:20:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1096752 Energizer Holdings Inc ENR Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 431863181
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534127 James John Mccolgan 533 Maryville University Drive
St. Louis MO 63141
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Energizer Holdings, Inc. Common Stock Disposition 2013-08-09 7,664 $99.63 0 No 4 S Direct
Energizer Holdings, Inc. Common Stock Acquisiton 2013-08-12 7,500 $65.63 7,500 No 4 M Direct
Energizer Holdings, Inc. Common Stock Disposition 2013-08-12 7,500 $99.80 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Energizer Holdings, Inc. Common Stock Non-Qualified Stock Option 10/12/09 Disposition 2013-08-12 7,500 $0.00 7,500 $65.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-10-12 2019-10-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Energizer Holdings, Inc. Common Stock Phantom Stk Units in Deferred Compensation Plan CM $0.00 622 622 Direct
Energizer Holdings, Inc. Common Stock Phantom Stock Units in Deferred Compensation Plan $0.00 2,183 2,183 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equiv. 12/10/12 PB $0.00 4,628 4,628 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equiv. 12/10/12 TB $0.00 1,984 1,984 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equivalent 10/18/10 PB $0.00 8,356 8,356 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equivalent 10/18/10 TB $0.00 3,581 3,581 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equivalent 11/7/11 PB $0.00 8,058 8,058 Direct
Energizer Holdings, Inc. Common Stock Restricted Stock Equivalent 11/7/11 TB $0.00 3,453 3,453 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
622 622 Direct
2,183 2,183 Direct
4,628 4,628 Direct
1,984 1,984 Direct
8,356 8,356 Direct
3,581 3,581 Direct
8,058 8,058 Direct
3,453 3,453 Direct
Footnotes
  1. In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $99.60 and $99.90. Upon request, full information regarding the number of shares sold at each separate price will be provided.
  2. In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $99.80 and $99.85. Upon request, full information regarding the number of shares sold at each separate price will be provided.
  3. 100% exercisable on October 12, 2012 as long as Recipient is still employed on said date. Options will also become exercisable upon the Recipient's death or disability, and in the event of a change of control of the Company occurring on or after November 1, 2011.
  4. Phantom stock units are payable in cash following termination of the Reporting Person's employment with Energizer Holdings, Inc.
  5. Performance Restricted Stock Equivalents (PSE) granted will vest in three years, subject to achievement of applicable performance criteria, as long as Recipient is still employed with the Company. All PSE will also vest and convert upon the Reporting Person's death. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.
  6. Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/5/2015 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death, or in the event of a change of control of the Company.
  7. 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
  8. Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 10/18/2013 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control.
  9. 16.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2014, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/11 and 9/30/14, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
  10. Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/7/2014 as long as Recipient is still employed on said date. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability, or in the event of a change of control of the Company.