Filing Details

Accession Number:
0001225208-13-017665
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-12 18:11:32
Reporting Period:
2013-08-08
Filing Date:
2013-08-12
Accepted Time:
2013-08-12 18:11:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223949 G Michael Spinozzi C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
President-Sally Beauty Supply No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-08 155,000 $8.80 225,221 No 4 M Direct
Common Stock Acquisiton 2013-08-08 38,750 $5.24 263,971 No 4 M Direct
Common Stock Acquisiton 2013-08-08 5,475 $9.66 269,446 No 4 M Direct
Common Stock Acquisiton 2013-08-08 775 $7.42 270,221 No 4 M Direct
Common Stock Disposition 2013-08-08 50,000 $27.18 220,221 No 4 S Direct
Common Stock Disposition 2013-08-08 150,000 $27.11 70,221 No 4 S Direct
Common Stock Acquisiton 2013-08-09 95,725 $7.42 165,946 No 4 M Direct
Common Stock Acquisiton 2013-08-09 54,275 $11.39 220,221 No 4 M Direct
Common Stock Disposition 2013-08-09 50,000 $27.39 170,221 No 4 S Direct
Common Stock Disposition 2013-08-09 100,000 $27.26 70,221 No 4 S Direct
Common Stock Acquisiton 2013-08-12 33,225 $11.39 103,446 No 4 M Direct
Common Stock Acquisiton 2013-08-12 26,828 $19.21 130,274 No 4 M Direct
Common Stock Disposition 2013-08-12 28,321 $27.40 101,953 No 4 S Direct
Common Stock Disposition 2013-08-12 60,053 $27.39 41,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-08 5,475 $9.66 5,475 $9.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-08 775 $7.42 775 $7.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-08 38,750 $5.24 38,750 $5.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-08 155,000 $8.80 155,000 $8.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-09 54,275 $11.39 54,275 $11.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-09 95,725 $7.42 95,725 $7.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-12 33,225 $11.39 33,225 $11.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-12 26,828 $19.21 26,828 $19.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-26 No 4 M Direct
136,975 2019-10-21 No 4 M Direct
0 2018-10-22 No 4 M Direct
0 2017-10-24 No 4 M Direct
120,725 2020-10-19 No 4 M Direct
41,250 2019-10-21 No 4 M Direct
87,500 2020-10-19 No 4 M Direct
80,484 2021-10-26 No 4 M Direct
Footnotes
  1. Reflects the weighted average sale price. The range of prices for these transactions was $27.14 to $27.23. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.40. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average sale price. The range of prices for these transactions was $27.34 to $27.44. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.43. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects the weighted average sale price. The range of prices for these transactions was $27.33 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects the weighted average sale price. The range of prices for these transactions was $27.32 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The options vest in four equal annual installments beginning on September 29, 2007.
  8. The options vest annually in four equal installments beginning on October 20, 2010.
  9. The options vest in four equal annual installments beginning on October 21, 2009.
  10. The options vest annually in four equal installments beginning on October 23, 2008.
  11. The options vest annually in four equal installments beginning on October 18, 2011.
  12. The options vest annually in four equal installments beginning on October 25, 2012.