Filing Details

Accession Number:
0001209191-13-040223
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-12 14:58:06
Reporting Period:
2013-08-12
Filing Date:
2013-08-12
Accepted Time:
2013-08-12 14:58:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943452 Westinghouse Air Brake Technologies Corp WAB Railroad Equipment (3743) 251615902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244225 Alvaro Tunon Garcia 1001 Air Brake Avenue
Wilmerding PA 15148
Exec. Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Direct Acquisiton 2013-08-09 30,000 $17.43 79,094 No 4 M Direct
Common Stock - Direct Acquisiton 2013-08-09 36,000 $14.50 115,094 No 4 M Direct
Common Stock - Direct Acquisiton 2013-08-09 13,500 $19.10 128,594 No 4 M Direct
Common Stock - Direct Disposition 2013-08-09 79,500 $58.68 49,094 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2013-08-09 36,000 $0.00 36,000 $14.50
Common Stock Non-Qualified Stock Options Disposition 2013-08-09 13,500 $0.00 13,500 $19.10
Common Stock Non-Qualified Stock Options Disposition 2013-08-09 30,000 $0.00 30,000 $17.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-17 2019-02-17 No 4 M Direct
4,500 2014-03-01 2020-02-17 No 4 M Direct
0 2012-02-20 2018-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,000 Indirect Family Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. On June 11, 2013, Wabtec Corporation (WAB) effected a 2-for-1 stock split in the form of a 100% stock dividend to shareholders of record on June 3, 2013.