Filing Details

Accession Number:
0001209191-13-040171
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 21:43:52
Reporting Period:
2013-08-07
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 21:43:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386278 Green Dot Corp GDOT Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494394 C John Ricci 3465 East Foothill Boulevard
Pasadena CA 91107
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-08-07 16,573 $0.00 97,872 No 4 C Direct
Class A Common Stock Disposition 2013-08-07 16,573 $25.00 81,299 No 4 S Direct
Class A Common Stock Acquisiton 2013-08-08 33,427 $0.00 114,726 No 4 C Direct
Class A Common Stock Disposition 2013-08-08 33,427 $25.00 81,299 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy Class B Common Stock) Disposition 2013-08-07 16,573 $0.00 16,573 $10.75
Class A Common Stock Class B Common Stock Acquisiton 2013-08-07 16,573 $0.00 16,573 $0.00
Class A Common Stock Class B Common Stock Disposition 2013-08-07 16,573 $0.00 16,573 $0.00
Class A Common Stock Stock Option (right to buy Class B Common Stock) Disposition 2013-08-08 33,427 $0.00 33,427 $10.75
Class A Common Stock Class B Common Stock Acquisiton 2013-08-08 33,427 $0.00 33,427 $0.00
Class A Common Stock Class B Common Stock Disposition 2013-08-08 33,427 $0.00 33,427 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
63,427 2012-12-11 2018-12-11 No 4 M Direct
26,273 No 4 M Direct
9,700 No 4 C Direct
30,000 2012-12-11 2018-12-11 No 4 M Direct
43,127 No 4 M Direct
9,700 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 4,460 4,460 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
4,460 4,460 Indirect
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
  2. The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
  3. The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date.
  4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.