Filing Details

Accession Number:
0001181431-13-044019
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 17:57:47
Reporting Period:
2013-08-07
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 17:57:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130144 Sierra Bancorp BSRR State Commercial Banks (6022) 330937517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1321939 F James Gardunio 86 N. Main Street
Porterville CA 93257
E.v.p./Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-07 3,346 $10.58 3,346 No 4 M Direct
Common Stock Disposition 2013-08-07 3,346 $15.94 0 No 4 S Direct
Common Stock Disposition 2013-08-07 2,300 $10.21 2,300 No 4 M Direct
Common Stock Disposition 2013-08-07 2,300 $15.94 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2013-08-07 3,346 $10.58 3,346 $10.58
Common Stock Stock Option Disposition 2013-08-07 2,300 $10.21 2,300 $10.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-17 2021-11-17 No 4 M Direct
0 2012-11-15 2022-11-15 No 4 M Direct