Filing Details

Accession Number:
0001104659-13-062246
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-09 14:27:42
Reporting Period:
2013-08-08
Filing Date:
2013-08-09
Accepted Time:
2013-08-09 14:27:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334630 Thomas Riordan C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Sen Vp, Law & Adminstration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2013-08-08 15,536 $31.73 134,574 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2013-08-08 21,641 $32.39 156,215 No 4 M Direct
Common Stock, Par Value $0.01 Acquisiton 2013-08-08 14,447 $23.79 170,662 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2013-08-08 15,536 $65.51 155,126 No 4 S Direct
Common Stock, Par Value $0.01 Disposition 2013-08-08 21,641 $65.50 133,485 No 4 S Direct
Common Stock, Par Value $0.01 Disposition 2013-08-08 14,447 $65.51 119,038 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2013-08-08 15,536 $0.00 15,536 $31.73
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2013-08-08 21,641 $0.00 21,641 $32.39
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2013-08-08 14,447 $0.00 14,447 $23.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-16 No 4 M Direct
0 2014-12-14 No 4 M Direct
0 2016-12-11 No 4 M Direct
Footnotes
  1. The price reported above reflects the weighted average sale price for price increments ranging from $65.50 to $65.565. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. The price reported above reflects the weighted average sale price for price increments ranging from $65.50 to $65.550. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. The price reported above reflects the weighted average sale price for price increments ranging from $65.50 to $65.553. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. These time-based options were granted on May 16, 2007 and vested in three equal annual installments beginning on December 31, 2008.
  5. These time-based options were granted on December 14, 2007 and vested in three equal annual installments beginning on December 31, 2008.
  6. These time-based options were granted on December 11, 2009 and vested in three equal annual installments beginning on December 31, 2010.