Filing Details

Accession Number:
0001127602-13-024755
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 16:32:29
Reporting Period:
2013-08-07
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 16:32:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35214 Ferro Corp FOE Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 340217820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358620 T Peter Thomas C/O Ferro Corporation
6060 Parkland Boulevard
Mayfield Heights OH 44124
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-07 20,000 $6.80 43,815 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,177 Indirect Investment Savings Plan
Common Stock - Restricted Shares 11,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Share Unit $0.00 2014-12-31 53,100 53,100 Direct
Common Stock Performance Share Unit $0.00 2015-12-31 200,130 200,130 Direct
Common Stock Phantom Shares $0.00 40,195 40,195 Direct
Common Stock Restricted Share Unit $0.00 2014-11-12 2014-11-12 148,698 148,698 Direct
Common Stock Restricted Share Unit $0.00 2016-04-24 2016-04-24 17,480 17,480 Direct
Common Stock Restricted Share Unit $0.00 2015-02-23 2015-02-23 21,200 21,200 Direct
Common Stock Restricted Share Unit $0.00 2016-02-23 2016-02-23 32,800 32,800 Direct
Common Stock Stock Options (Right to Buy) $26.26 2005-02-09 2014-02-09 7,500 7,500 Direct
Common Stock Stock Options (Right to Buy) $19.39 2006-02-07 2015-02-07 8,500 8,500 Direct
Common Stock Stock Options (Right to Buy) $20.69 2007-02-16 2016-02-16 15,500 15,500 Direct
Common Stock Stock Options (Right to Buy) $21.99 2008-02-06 2017-02-06 25,000 25,000 Direct
Common Stock Stock Options (Right to Buy) $17.26 2009-02-28 2018-02-28 25,000 25,000 Direct
Common Stock Stock Options (Right to Buy) $8.25 2011-02-25 2020-02-25 45,000 45,000 Direct
Common Stock Stock Options (Right to Buy) $7.02 2014-04-24 2023-04-24 98,800 98,800 Direct
Common Stock Stock Options (Right to Buy) $1.37 2010-02-25 2019-02-25 20,033 20,033 Direct
Common Stock Stock Options (Right to Buy) $15.16 2012-02-24 2021-02-24 38,000 38,000 Direct
Common Stock Stock Options (Right to Buy) $6.84 2013-02-23 2022-02-23 45,500 45,500 Direct
Common Stock Stock Options (Right to Buy) $5.29 2014-02-21 2023-02-21 68,800 68,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-31 53,100 53,100 Direct
2015-12-31 200,130 200,130 Direct
40,195 40,195 Direct
2014-11-12 148,698 148,698 Direct
2016-04-24 17,480 17,480 Direct
2015-02-23 21,200 21,200 Direct
2016-02-23 32,800 32,800 Direct
2014-02-09 7,500 7,500 Direct
2015-02-07 8,500 8,500 Direct
2016-02-16 15,500 15,500 Direct
2017-02-06 25,000 25,000 Direct
2018-02-28 25,000 25,000 Direct
2020-02-25 45,000 45,000 Direct
2023-04-24 98,800 98,800 Direct
2019-02-25 20,033 20,033 Direct
2021-02-24 38,000 38,000 Direct
2022-02-23 45,500 45,500 Direct
2023-02-21 68,800 68,800 Direct
Footnotes
  1. Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  2. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.