Filing Details
- Accession Number:
- 0000820318-13-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 16:32:19
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 16:32:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191615 | A Craig Creaturo | 127 Mountain Laurel Drive Butler PA 16002 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-06 | 3,000 | $8.80 | 122,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 3,000 | $18.16 | 119,028 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-07 | 9,000 | $8.80 | 128,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-07 | 9,000 | $18.34 | 119,028 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-08 | 12,000 | $10.37 | 131,028 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-08 | 12,000 | $18.61 | 119,028 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2013-08-06 | 3,000 | $0.00 | 3,000 | $8.80 |
| Common Stock | Option (Right to buy) | Disposition | 2013-08-07 | 9,000 | $0.00 | 9,000 | $8.80 |
| Common Stock | Option (Right to buy) | Disposition | 2013-08-08 | 12,000 | $0.00 | 12,000 | $10.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2015-09-19 | No | 4 | M | Direct | |
| 0 | 2015-09-19 | No | 4 | M | Direct | |
| 0 | 2016-08-12 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $18.12 to $18.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiples sales transactions ranging in price from $18.09 to $18.53. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $18.49 to $18.75. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The option vested in 5 equal annual installments beginning on September 19, 2006.
- The option vested in 5 equal annual installments beginning on August 12, 2007.
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