Filing Details

Accession Number:
0001213900-13-004011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 21:58:57
Reporting Period:
2013-06-25
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 21:58:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128725 Intercloud Systems Inc. ICLD Services-Business Services, Nec (7389) 650963722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525118 Mark Durfee 717 Barrister Court
Franklin NJ 07417
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-25 827,216 $0.00 827,216 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-07-23 125 $8.00 125 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-24 125 $8.00 250 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-25 250 $8.00 500 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-26 400 $8.35 900 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-29 250 $9.00 1,150 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-30 625 $9.81 1,775 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-31 850 $10.61 2,625 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-01 1,924 $9.35 4,549 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-02 120 $11.83 4,669 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-06 100 $10.99 4,769 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2013-06-25 12,566 $0.00 827,216 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,749 Direct
Footnotes
  1. On June 25, 2013, Pascack Road LLC converted 12,566 shares of Series B Convertible Preferred Stock, par value $0.0001 per share, of the Issuer ("Series B Preferred Stock") into 827,216 shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock"). Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person has voting and investment power of the shares held by Pascack Road LLC.
  2. Represents shares of Common Stock owned of record by MMD Genesis LLC. The Reporting Person, Mark Munro and Douglass Shooker share voting and investment power of over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Represents the weighted average purchase price of the shares of Common Stock purchased on such trading day.