Filing Details

Accession Number:
0000950142-13-001772
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 17:37:17
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 17:37:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS Services-Business Services, Nec (7389) 820572194
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373629 Amit Shashank 280 Park Avenue
New York NY 10017
Evp & Gen. Counsel/Corp. Sec'y No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-05 30,000 $8.75 42,984 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-05 30,000 $28.32 12,984 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-06 5,500 $8.75 18,484 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 5,500 $28.42 12,984 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-06 8,000 $13.50 20,984 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 8,000 $28.42 12,984 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-06 2,730 $19.76 15,714 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 2,730 $28.42 12,984 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-06 910 $24.77 13,894 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 910 $28.42 12,984 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-08-06 2,860 $28.42 10,124 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2013-08-05 30,000 $0.00 30,000 $8.75
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2013-08-06 5,500 $0.00 5,500 $8.75
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2013-08-06 8,000 $0.00 8,000 $13.50
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2013-08-06 2,730 $0.00 2,730 $19.76
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2013-08-06 910 $0.00 910 $24.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,500 2019-02-10 No 4 M Direct
0 2019-02-10 No 4 M Direct
0 2010-10-19 2016-10-18 No 4 M Direct
0 2021-02-03 No 4 M Direct
0 2013-02-07 2022-02-07 No 4 M Direct
Footnotes
  1. On August 5, 2013 the reporting person exercised previously issued options to purchase an aggregate of 30,000 shares of common stock of ExlService Holdings, Inc.
  2. This transaction was executed in multiple trades at prices ranging from $28.20 to $28.32 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. These options, representing a right to purchase a total of 35,500 shares, became exercisable as follows: (i) 4,000 options became exercisable on February 10, 2011; (ii) 13,500 options became exercisable on February 10, 2012; and (iii) 18,000 options became exercisable on February 10, 2013.
  4. On August 6, 2013 the reporting person exercised previously issued options to purchase an aggregate of 17,140 shares of common stock of ExlService Holdings, Inc.
  5. This transaction was executed in multiple trades at prices ranging from $28.40 to $28.50 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  6. These options, representing a right to purchase a total of 2,730 shares, became exercisable as follows: (i) 910 options became exercisable on February 3, 2012; and (ii) 1,820 options became exercisable on February 3, 2013.