Filing Details

Accession Number:
0001209191-13-039723
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 17:07:27
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 17:07:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207407 P Robert Badavas C/O Hercules Technology Growth Capital,
400 Hamilton Ave., Suite 310
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-05 3,445 $14.51 115,578 No 4 A Direct
Common Stock Acquisiton 2013-08-06 5,000 $14.63 122,960 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the company.
  2. Includes 2,382 shares acquired through the Hercules Technology Growth Capital, Inc.'s Dividend Reinvestment Plan.