Filing Details

Accession Number:
0001140361-13-030848
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 16:10:41
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 16:10:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141240 Liquidmetal Technologies Inc LQMT Chemicals & Allied Products (2800) 330264467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201414 W Thomas Steipp Liquidmetal Technologies, Inc.
30452 Esperanza
Rancho Santa Margarita CA 92688
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-05 400,000 $0.19 7,210,893 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale is being made pursuant to a trading plan previously adopted under SEC Rule 10b5-1 by the reporting person on March 22, 2013 (the "Trading Plan"). The Trading Plan was adopted by the reporting person to enable the reporting person to satisfy tax liabilities associated with the vesting of shares of restricted stock previously granted to the reporting person by Liquidmetal Technologies, Inc. in August 2010. The Trading Plan provides for the sale of 400,000 shares on each of August 5, 2013 and August 4, 2014.