Filing Details

Accession Number:
0001209191-13-039657
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 16:03:25
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 16:03:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267097 Trw Automotive Holdings Corp TRW Motor Vehicle Parts & Accessories (3714) 810597059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136562 C John Plant 12001 Tech Center Drive
Livonia MI 48150
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-06 230,000 $24.38 522,993 No 4 M Direct
Common Stock Acquisiton 2013-08-06 53,334 $2.70 576,327 No 4 M Direct
Common Stock Disposition 2013-08-05 283,334 $71.19 292,993 No 4 S Direct
Common Stock Disposition 2013-08-05 96,880 $71.19 0 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-06 230,000 $0.00 230,000 $24.38
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-06 53,334 $0.00 53,334 $2.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-26 No 4 M Direct
100,000 2017-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 90,000 Indirect By GRAT
Common Stock 6,889 Indirect By 401(k) Plan
Footnotes
  1. The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated August 5, 2013.
  2. The number indicated in column 5 reflects a transfer of 90,000 shares from Mr. Plant to his Grantor Retained Annuity Trust ("GRAT") for which Mr. Plant is the trustee.
  3. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated August 5, 2013.
  4. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated August 5, 2013 and following the transactions reported herein, the reporting person will beneficially own 292,993 shares of the Issuer's common stock directly.
  5. The number indicated in column 5 reflects the transfer of 90,000 shares to the GRAT as referenced in footnote 2.
  6. The option vested and became exercisable in three equal installments on February 26, 2009, 2010 and 2011.
  7. The option vested and became exercisable in three equal installments on February 26, 2010, 2011 and 2012.