Filing Details
- Accession Number:
- 0001246360-13-003903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 16:35:12
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 16:35:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185068 | J Christopher Schaepe | Lightspeed Venture Partners 2200 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-02 | 40,000 | $8.47 | 122,912 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 40,000 | $10.62 | 162,912 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 31,666 | $13.83 | 194,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 131,466 | $15.37 | 63,112 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-02 | 40,000 | $0.00 | 40,000 | $8.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-02 | 40,000 | $0.00 | 40,000 | $10.62 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-02 | 31,666 | $0.00 | 31,666 | $13.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-28 | No | 4 | M | Direct | |
| 0 | 2016-06-02 | No | 4 | M | Direct | |
| 8,334 | 2017-05-24 | No | 4 | M | Direct |
Footnotes
- This option was previously reported as covering 20,000 shares at an exercise price of $16.94 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 28, 2008.
- This option was previously reported as covering 20,000 shares at an exercise price of $21.24 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after June 3, 2009.
- This option was previously reported as covering 20,000 shares at an exercise price of $27.66 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 25, 2010.
- The sales price reported in column 4 of Table 1 represents the weighted average sales price of the shares sold ranging from $15.19 to $15.4967 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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