Filing Details

Accession Number:
0001246360-13-003901
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-06 16:28:16
Reporting Period:
2013-08-04
Filing Date:
2013-08-06
Accepted Time:
2013-08-06 16:28:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811156 Cms Energy Corp CMS Electric & Other Services Combined (4931) 382726431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368572 M John Butler One Energy Plaza
Jackson MI 49201
Senior Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-04 13,966 $0.00 118,875 No 4 A Direct
Common Stock Disposition 2013-08-04 13,012 $28.52 105,863 No 4 F Direct
Common Stock Disposition 2013-08-06 10,000 $28.02 95,863 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2010 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
  2. The total holdings reflect an adjustment of 24 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,289 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
  3. The price reporting in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.99 to $28.04, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3) to this Form 4.