Filing Details

Accession Number:
0001033905-13-000129
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-05 21:23:19
Reporting Period:
2013-05-17
Filing Date:
2013-08-05
Accepted Time:
2013-08-05 21:23:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1033905 Luminex Corp LMNX Surgical & Medical Instruments & Apparatus (3841) 742747608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1105966 Ii Walter G Loewenbaum 12212 Technology Boulevard
Austin TX 78727
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-17 13,000 $18.37 769,062 No 4 P Direct
Common Stock Acquisiton 2013-06-17 19,566 $0.00 788,628 No 4 J Direct
Common Stock Acquisiton 2013-06-17 19,566 $0.00 880,057 No 4 J Indirect Spouse
Common Stock Disposition 2013-06-17 39,132 $0.00 915,828 No 4 J Indirect Trusts
Common Stock Acquisiton 2013-08-01 3,000 $19.95 791,628 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
No 4 J Indirect Spouse
No 4 J Indirect Trusts
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 96,614 Indirect Partnership
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.289 to $18.324 inclusive. Mr. Loewenbaum undertakes to provide Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range, set forth in this footnote 1 to this Form 4.
  2. Mr. Loewenbaum transferred 19,566 shares from the GWLMNX2010 Annuity Trust to his direct holdings. Mr. Loewnbaum transferred an additional 19,566 shares from the LSLMNX2010 Annuity Trust to Mrs. Loewenbaum. This did not change his total beneficial ownership as of the transaction date.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.