Filing Details
- Accession Number:
- 0001534158-13-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 17:01:05
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 17:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433828 | M Robert Patterson | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-01 | 20,000 | $7.72 | 226,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-01 | 12,168 | $29.49 | 214,280 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2013-08-01 | 43,000 | $7.99 | 257,280 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-01 | 26,371 | $29.48 | 230,909 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-08-02 | 70,461 | $28.92 | 160,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2013-08-01 | 20,000 | $0.00 | 20,000 | $7.72 |
| Common Stock | Stock Appreciation Right | Disposition | 2013-08-01 | 43,000 | $0.00 | 43,000 | $7.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-15 | No | 4 | M | Direct | |
| 0 | 2017-02-16 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired pursuant to dividend reinvestment since Mr. Patterson's last Form 4 was filed.
- The sale price is a weighted average for the sale transaction. The sales prices range from a low of $28.70 per share to a high of $29.12. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
- The stock appreciation rights vest in three equal annual installments beginning May 15, 2009.
- The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.
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