Filing Details

Accession Number:
0001209191-13-039208
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-05 16:29:59
Reporting Period:
2013-08-01
Filing Date:
2013-08-05
Accepted Time:
2013-08-05 16:29:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472512 Iii Howard Stanton Rockville Financial, Inc.
45 Glastonbury Boulevard
Glastonbury CT 06033
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-01 100 $13.19 7,753 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,957 Indirect By Rockville Bank ESOP Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 4,810 4,810 Direct
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 13,550 13,550 Direct
Common Stock Stock Options $13.25 2013-06-21 2023-06-21 2,197 2,197 Direct
Common Stock Stock Options $13.25 2013-06-21 2023-06-21 6,593 6,593 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-21 4,810 4,810 Direct
2022-06-21 13,550 13,550 Direct
2023-06-21 2,197 2,197 Direct
2023-06-21 6,593 6,593 Direct
Footnotes
  1. Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes 4,173 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 883 shares withheld by the Issuer for tax withholding purposes.
  3. Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which 1,582.9434 shares are vested as of December 31, 2012
  4. Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  5. Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.