Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-13-059501)

Filing Details

Accession Number:: 0001104659-13-059501
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-02 18:47:04
Reporting Period:: 2013-07-31

Filing Date:: 2013-08-02
Accepted Time:: 2013-08-02 18:47:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1286964	Heron Lake Bioenergy Llc	NONE	Industrial Organic Chemicals (2860)	412002393

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1448402	Project Viking, Llc	15045 Highway 23 S.e. Granite Falls MN 56241		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Units	Acquisiton	2013-07-31	8,075,000	$0.30	24,080,949	No	4	P	Direct
Class B Units	Acquisiton	2013-07-31	15,000,000	$0.30	15,000,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Units	7.25% Subordinated Secured Notes Due 2018	$0.30	2013-10-01	2018-10-01	340,000	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-10-01	340,000	0	Direct

Footnotes

The Subordinated Notes are convertible on: (i) October 1, 2014, (ii) each anniversary date thereafter prior to the maturity date, (iii) the maturity date of October 1, 2018, (iv) immediately prior to the effective time of any sale of all or substantially all of the assets of the Company or merger; and (v) in connection with any permitted prepayment.