Filing Details

Accession Number:
0001509432-13-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 18:13:11
Reporting Period:
2013-08-01
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 17:13:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511893 Mallun Yen C/O Rpx Corporation
One Market Plaza, Suite 800
San Francisco CA 94105
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-01 10,000 $6.63 10,000 No 4 M Direct
Common Stock Disposition 2013-08-01 10,000 $17.45 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-01 10,000 $0.00 10,000 $6.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
556,000 2020-11-15 No 4 M Direct
Footnotes
  1. The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 28, 2013.
  2. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $17.37 to $17.54, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.