Filing Details

Accession Number:
0001181431-13-042553
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 16:50:54
Reporting Period:
2013-08-01
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 16:50:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525962 L Steven Begleiter 650 Madison Avenue
19Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-01 22,500 $13.15 103,625 No 4 S Direct
Common Stock Disposition 2013-08-02 22,500 $13.05 80,625 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,996,000 Indirect By Flexpoint Fund, L.P.
Common Stock 518,637 Indirect By Flexpoint Management, L.P.
Footnotes
  1. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.96 to $13.29, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.
  2. Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.
  3. The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.92 to $13.19, inclusive.
  4. These shares are owned directly by Flexpoint Fund, L.P. (the "Fund"). Flexpoint Management, L.P. (the "GP") is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have an indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
  5. These shares are owned directly by the GP. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.