Filing Details

Accession Number:
0001144204-13-042774
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 16:02:33
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 16:02:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047919 Ambient Corp AMBT Telephone Communications (No Radiotelephone) (4813) 980166007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341950 Vicis Capital, Llc 445 Park Avenue
Suite 1043
New York NY 10022
No No Yes No
1365954 Fund Master Capital Vicis 445 Park Avenue
Suite 1043
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-31 1,600,000 $1.50 11,697,083 No 4 S Indirect By Vicis Capital Master Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vicis Capital Master Fund
Footnotes
  1. Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
  2. The consideration received was four fully collaterized secured promissory notes, each having a principal amount of $600,000 and bearing interest at 0%.