Filing Details

Accession Number:
0000091142-13-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 15:19:34
Reporting Period:
2013-08-01
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 15:19:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310176 A Mark Petrarca A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice Pres. - H.r. & P.a No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-01 22,800 $13.97 75,142 No 4 M Direct
Common Stock Disposition 2013-08-01 22,800 $42.04 52,342 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-08-01 22,800 $0.00 22,800 $13.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,200 2011-02-08 2020-02-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 14,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 14,000 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 26,171 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 30,500 additional Employee Stock Options.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 7,000 additional Restricted Stock Units.