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Home > Insider Trading > Filing (0000897101-13-001134)

Filing Details

Accession Number:: 0000897101-13-001134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-02 12:25:26
Reporting Period:: 2013-07-31

Filing Date:: 2013-08-02
Accepted Time:: 2013-08-02 12:25:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1521945	Triton Pacific Investment Corporation Inc.	NONE	()	452460782

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574011	J. Craig Faggen	10877 Wilshire Blvd 12Th Floor Los Angeles CA 90024	Ceo, President And Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2013-07-31	7,315	$13.50	14,815	No	4	P	Indirect	See footnote 1

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote 1

Footnotes

Craig J. Faggen is the majority owner of Triton Pacific Adviser, LLC, Triton Pacific Investment Corporation, Inc.'s ("TPIC's") investment adviser, and has voting and investment control over the securities owned by Triton Pacific Adviser, LLC. As such, Craig J. Faggen may be deemed a beneficial owner of the shares of TPIC's common stock owned by Triton Pacific Adviser, LLC.