Filing Details

Accession Number:
0001225208-13-017071
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-01 17:04:53
Reporting Period:
2013-07-31
Filing Date:
2013-08-01
Accepted Time:
2013-08-01 17:04:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184192 I Thomas Rogan One Financial Plaza
Hartford CT 06101
Vice President, Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-31 22,600 $46.76 49,706 No 4 M Direct
Common Stock Disposition 2013-07-31 2,000 $106.17 47,706 No 4 S Direct
Common Stock Disposition 2013-07-31 2,000 $106.16 45,706 No 4 S Direct
Common Stock Disposition 2013-07-31 2,456 $106.16 43,250 No 4 S Direct
Common Stock Disposition 2013-07-31 16,144 $105.57 27,106 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-07-31 22,600 $0.00 22,600 $46.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-01-09 2014-01-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Career Restricted) 4,960 Direct
Common Stock 12,315 Indirect By Savings Plan Trustee
Footnotes
  1. This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price.