Filing Details
- Accession Number:
- 0001179110-13-012445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:13:46
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:13:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130598 | Onconova Therapeutics Inc. | ONTX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238969 | Viren Mehta | C/O Onconova Therapeutics, Inc. 375 Pheasant Run Newtown PA 18940 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-30 | 73,839 | $0.00 | 85,479 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 7,686 | $0.00 | 93,165 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 17,082 | $0.00 | 110,247 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 16,667 | $15.00 | 126,914 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 6,768 | $0.00 | 6,768 | No | 4 | C | Indirect | By Viram Foundation |
| Common Stock | Acquisiton | 2013-07-30 | 772 | $0.00 | 7,540 | No | 4 | C | Indirect | By Viram Foundation |
| Common Stock | Acquisiton | 2013-07-30 | 755 | $0.00 | 8,295 | No | 4 | C | Indirect | By Viram Foundation |
| Common Stock | Acquisiton | 2013-07-30 | 4,632 | $0.00 | 4,632 | No | 4 | C | Indirect | By Mehta Partners LLC |
| Common Stock | Acquisiton | 2013-07-30 | 1,702 | $0.00 | 6,334 | No | 4 | C | Indirect | By Mehta Partners LLC |
| Common Stock | Acquisiton | 2013-07-30 | 1,722 | $0.00 | 8,056 | No | 4 | C | Indirect | By Mehta Partners LLC |
| Common Stock | Acquisiton | 2013-07-30 | 1,050 | $0.00 | 1,050 | No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
| Common Stock | Acquisiton | 2013-07-30 | 345 | $0.00 | 1,395 | No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
| Common Stock | Acquisiton | 2013-07-30 | 338 | $0.00 | 1,733 | No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct | |
| No | 4 | C | Indirect | By Viram Foundation |
| No | 4 | C | Indirect | By Viram Foundation |
| No | 4 | C | Indirect | By Viram Foundation |
| No | 4 | C | Indirect | By Mehta Partners LLC |
| No | 4 | C | Indirect | By Mehta Partners LLC |
| No | 4 | C | Indirect | By Mehta Partners LLC |
| No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
| No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
| No | 4 | C | Indirect | By Mehta Partners LLC FBO Jean Kiss Marie IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 87,470 | $0.00 | 73,839 | $0.00 |
| Common Stock | Series E Convertible Preferred Stock | Disposition | 2013-07-30 | 10,246 | $0.00 | 7,686 | $0.00 |
| Common Stock | Series I Convertible Preferred Stock | Disposition | 2013-07-30 | 22,771 | $0.00 | 17,082 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 8,020 | $0.00 | 6,768 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-07-30 | 1,030 | $0.00 | 772 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-07-30 | 1,007 | $0.00 | 755 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 5,488 | $0.00 | 4,632 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-07-30 | 2,270 | $0.00 | 1,702 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-07-30 | 2,296 | $0.00 | 1,722 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 1,245 | $0.00 | 1,050 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-07-30 | 460 | $0.00 | 345 | $0.00 |
| Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-07-30 | 451 | $0.00 | 338 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
- Includes 11,356 shares held jointly with spouse.
- The reporting person is a trustee of the Viram Foundation
- The reporting person is managing member of Mehta Partners LLC
- The reporting person is trustee of Mehta Partners LLC FBO Jean Kiss Marie IRA.
- The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- Includes 17,082 shares held jointly with spouse.
- Includes 13,454 shares held jointly with spouse.
- Shares held jointly with spouse.
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