Filing Details

Accession Number:
0001179110-13-012438
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-01 17:11:25
Reporting Period:
2013-07-30
Filing Date:
2013-08-01
Accepted Time:
2013-08-01 16:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130598 Onconova Therapeutics Inc. ONTX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290208 B Michael Hoffman 712 Fifth Avenue, 36Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-30 83,857 $0.00 728,517 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 105,363 $0.00 833,880 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 266,712 $0.00 1,100,592 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 476,087 $0.00 1,576,679 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 85,744 $0.00 1,662,423 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 84,530 $0.00 1,746,953 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust)
Common Stock Acquisiton 2013-07-30 172,411 $0.00 1,919,364 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 226,024 $0.00 2,145,388 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 1,226,942 $0.00 3,372,330 No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Common Stock Acquisiton 2013-07-30 1,000,000 $15.00 4,372,330 No 4 P Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust)
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 C Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
No 4 P Indirect By The Michael and Jane Hoffman 2013 Descendants Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2013-07-30 99,350 $0.00 83,857 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-07-30 140,449 $0.00 105,363 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2013-07-30 355,528 $0.00 266,712 $0.00
Common Stock Series E Covertible Preferred Stock Disposition 2013-07-30 634,625 $0.00 476,087 $0.00
Common Stock Series F Convertible Preferred Stock Disposition 2013-07-30 111,227 $0.00 85,744 $0.00
Common Stock Series F Convertible Preferred Stock Disposition 2013-07-30 109,653 $0.00 84,530 $0.00
Common Stock Series G Convertible Preferred Stock Disposition 2013-07-30 229,825 $0.00 172,411 $0.00
Common Stock Series H COnvertible Preferred Stock Disposition 2013-07-30 301,290 $0.00 226,024 $0.00
Common Stock Series I Convertible Preferred Stock Disposition 2013-07-30 1,635,514 $0.00 1,226,942 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
109,653 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
  2. The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  3. The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  4. The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  5. The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
  6. The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  7. The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  8. The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  9. These shares are held in a trust for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.