Filing Details

Accession Number:
0000904454-13-000859
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-07-31 17:37:05
Reporting Period:
2013-07-15
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 17:37:05
Original Submission Date:
2013-07-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274644 Ocera Therapeutics Inc. OCRX Pharmaceutical Preparations (2834) 631192270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013425 I Jesse Treu C/o Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-15 988,285 $6.03 988,285 No 4 P Indirect By Domain Partners VIII, L.P.
Common Stock Acquisiton 2013-07-15 7,333 $6.03 7,333 No 4 P Indirect By DP VIII Associates, L.P.
Common Stock Acquisiton 2013-07-15 331,873 $6.03 1,857,036 No 4 P Indirect By Domain Partners VI, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Domain Partners VIII, L.P.
No 4 P Indirect By DP VIII Associates, L.P.
No 4 P Indirect By Domain Partners VI, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,731 Indirect By DP VI Associates, L.P.
Common Stock 47,963 Indirect By Domain Associates, LLC
Footnotes
  1. The Reporting Person is a Managing Member of (i) One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P., (ii) One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and (iii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.