Filing Details

Accession Number:
0001225208-13-016973
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-31 17:07:27
Reporting Period:
2013-07-29
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 17:07:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184184 Louis Chenevert One Financial Plaza
Hartford CT 06101
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 100,000 $57.84 547,049 No 4 M Direct
Common Stock Disposition 2013-07-29 9,192 $104.60 537,857 No 4 S Direct
Common Stock Disposition 2013-07-29 77,022 $104.97 460,835 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-07-29 100,000 $0.00 100,000 $57.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2009-03-08 2016-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Career Restricted) 2,400 Direct
Common Stock 4,245 Indirect By Savings Plan Trustee