Filing Details

Accession Number:
0001225208-13-016969
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-31 17:06:18
Reporting Period:
2013-07-29
Filing Date:
2013-07-31
Accepted Time:
2013-07-31 17:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1395028 D Charles Gill One Financial Plaza
Hartford CT 06101
Senior Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 11,600 $56.53 28,482 No 4 M Direct
Common Stock Disposition 2013-07-29 5,356 $105.05 23,126 No 4 S Direct
Common Stock Disposition 2013-07-29 6,244 $105.02 16,882 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-07-29 11,600 $0.00 11,600 $56.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-03 2016-01-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,118 Indirect By Savings Plan Trustee
Common Stock 1,546 Indirect By Spouse's IRA
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.06. Upon request, UTC will provide full information as to the shares sold at each separate price.