Filing Details
- Accession Number:
- 0000086115-13-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-31 08:17:57
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-07-31
- Accepted Time:
- 2013-07-31 08:17:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86115 | Safeguard Scientifics Inc | SFE | Investors, Nec (6799) | 231609753 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187708 | L Jack Messman | 435 Devon Park Drive, Building 800 Wayne PA 19087-1945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-30 | 4,166 | $11.46 | 7,694 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 4,166 | $7.14 | 11,860 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-30 | 4,166 | $10.94 | 16,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-30 | 3,528 | $14.91 | 12,498 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-07-30 | 4,166 | $0.00 | 4,166 | $11.46 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-07-30 | 4,166 | $0.00 | 4,166 | $7.14 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-07-30 | 4,166 | $0.00 | 4,166 | $10.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-12-16 | 2013-12-16 | No | 4 | M | Direct |
| 0 | 2009-07-23 | 2016-07-23 | No | 4 | M | Direct |
| 0 | 2010-08-31 | 2017-08-31 | No | 4 | M | Direct |
Footnotes
- The sale price reported is the average sale price for the shares. The shares were sold at prices ranging from $14.86 to $15.03. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares sold at each separate price.
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