Filing Details

Accession Number:
0000091142-13-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-30 11:09:59
Reporting Period:
2013-07-29
Filing Date:
2013-07-30
Accepted Time:
2013-07-30 11:09:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532800 Stephen Anderson A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 2,302 $11.88 6,762 No 4 M Direct
Common Stock Acquisiton 2013-07-29 7,800 $9.50 14,562 No 4 M Direct
Common Stock Disposition 2013-07-29 10,102 $40.45 4,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-07-29 2,302 $0.00 2,302 $11.88
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-07-29 7,800 $0.00 7,800 $9.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,900 2009-02-11 2018-02-11 No 4 M Direct
23,100 2010-02-09 2019-02-09 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 6,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 6,400 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,230 additional shares of Common Stock.
  2. The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
  3. The employee stock options were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
  4. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,601 additional Employee Stock Options.
  5. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 3,200 additional Restricted Stock Units.