Filing Details

Accession Number:
0001140361-13-029365
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-29 18:47:52
Reporting Period:
2013-07-29
Filing Date:
2013-07-29
Accepted Time:
2013-07-29 18:47:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316987 D Richard Fain Royal Caribbean Cruises Ltd.
1050 Caribbean Way
Miami FL 33132
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-29 2,200 $36.82 2,200 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2013-07-29 19,100 $36.82 19,100 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2013-07-29 5,500 $36.82 5,500 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 421,412 Indirect See Footnotes
Common Stock 1,078,577 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of some or all of these shares.
  2. Shares were purchased by The Alaska Trust primarily for the benefit of certain members of the Fain family.
  3. Shares were purchased by The Atlanta Trust primarily for the benefit of certain members of the Fain family.
  4. Shares were purchased by The Montana Trust primarily for the benefit of certain members of the Fain family.
  5. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
  6. Represents the weighted-average purchase price per share of a series of transactions, all of which were executed on July 29, 2013. The actual purchase prices ranged from a low of $36.64 to a high of $37.00. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares purchased at each price within the range.