Filing Details

Accession Number:
0001225208-13-016876
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-29 18:08:12
Reporting Period:
2013-07-25
Filing Date:
2013-07-29
Accepted Time:
2013-07-29 18:08:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914142 Gilman Ciocia Inc. GTAX Security Brokers, Dealers & Flotation Companies (6211) 112587324
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1452857 L.p. Holdings Partners Steel 590 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
1522066 Sph Group Holdings Llc C/o Steel Partners Holdings L.p.
590 Madison Avenue
New York NY 10022
No No Yes No
1522067 Sph Group Llc C/o Steel Partners Holdings L.p.
590 Madison Avenue, 32Nd Floor
New York NY 10022
No No Yes No
1537666 Steel Partners Holdings Gp Inc. 590 Madison Avenue
32Nd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2013-07-25 1,600,000 $0.05 8,512,940 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This Form 4 is filed jointly by SPH Group Holdings LLC ("SPHG Holdings"), SPH Group LLC ("SPHG"), Steel Partners Holdings L.P. ("Steel Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP").
  2. Shares of Common Stock owned directly by SPHG Holdings. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPHG Holdings. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPHG Holdings except to the extent of their pecuniary interest therein.