Filing Details

Accession Number:
0000091142-13-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-29 16:53:18
Reporting Period:
2013-07-26
Filing Date:
2013-07-29
Accepted Time:
2013-07-29 16:53:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111599 W Paul Jones A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-26 40,000 $40.84 293,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (Right to Buy) $0.00 0 320,200 Direct
Common Stock Restricted Stock Units $0.00 0 117,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 320,200 Direct
0 117,600 Direct
Footnotes
  1. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 166,870 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 160,100 additional Employee Stock Options.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 58,800 additional Restricted Stock Units.