Filing Details

Accession Number:
0001127602-13-023615
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-29 14:12:24
Reporting Period:
2013-07-25
Filing Date:
2013-07-29
Accepted Time:
2013-07-29 14:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248899 Arnaldo Perez Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Svp, Gen Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-25 20,000 $34.45 74,274 No 4 M Direct
Common Stock Disposition 2013-07-25 20,000 $36.99 54,274 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2013-07-25 20,000 $0.00 20,000 $34.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-10-13 2013-10-13 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $36.98 to $37.00. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.
  3. The options vest ratably over five years beginning on the first anniversary of the grant date.