Filing Details

Accession Number:
0001181536-13-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-26 19:57:07
Reporting Period:
2013-07-24
Filing Date:
2013-07-26
Accepted Time:
2013-07-26 19:57:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181536 Jay Peterson 100 Thermon Drive
San Marcos TX 78666
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-24 9,000 $5.20 9,000 No 4 M Direct
Common Stock Disposition 2013-07-24 9,000 $21.04 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-07-24 9,000 $0.00 9,000 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,101 2011-05-04 2020-10-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,132 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $9.82 2011-05-04 2021-03-01 23,744 23,744 Direct
Common Stock Stock Option (Right to Buy) $12.00 2012-05-04 2021-05-04 5,000 5,000 Direct
Common Stock Performance Units $0.00 8,132 8,132 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-03-01 23,744 23,744 Direct
2021-05-04 5,000 5,000 Direct
8,132 8,132 Direct
Footnotes
  1. Transactions pursuant to a Rule 10b5-1 Plan.
  2. This represents the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
  3. On August 2, 2012, the reporting person was granted 8,132 restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of the grant date.
  4. Options vested and became fully exercisable in connection with the Issuer's initial public offering.
  5. Options vest in five equal annual installments beginning on May 4, 2012.
  6. On August 2, 2012, the reporting person was granted a performance unit award, which will vest in annual installments on March 31, 2013, March 31, 2014 and March 31, 2015 only upon the Issuer's achievement of predetermined total shareholder return goals. The number of shares reflected on this filing represents the target award. The actual number of shares that may vest depends on the Issuer's actual performance relative to its peer group and ranges from 0% below threshold, 50% at threshold, 100% at target and 200% at maximum.