Filing Details

Accession Number:
0001181431-13-041478
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-26 12:44:37
Reporting Period:
2013-07-24
Filing Date:
2013-07-26
Accepted Time:
2013-07-26 12:44:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1482080 Cellular Dynamics International Inc. ICEL Biological Products, (No Disgnostic Substances) (2836) 261737267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505628 2 Trust 8-26-22 Texas C/O 1922 Trust Company Lta, Trustee
3555 Timmons Lane, Suite 800
Houston TX 77027
Yes No Yes No
1553752 8-26-22 Gp Llc C/O Lewis M. Linn, Manager
3555 Timmons Lane, Suite 800
Houston TX 77027
Yes No Yes No
1582308 Sixth Floor Investors Lp 3555 Timmons Lane, Suite 800
Houston TX 77027
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Per Share ("Common Stock") Acquisiton 2013-07-24 40,000 $12.00 2,091,282 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. In addition to Sixth Floor Investors LP, a Delaware limited partnership ("Sixth Floor Investors"), this Form 4 is being filed jointly by 8-26-22 GP LLC, a Delaware limited liability company ("8-26-22") and Texas 8-26-22 Trust 2 ("Texas 8-26-22", and together with Sixth Floor Investors and 8-26-22, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in securities owned by Sixth Floor Investors.
  2. Sixth Floor Investors holds directly the securities set forth in this Form 4 (the "Subject Securities"). As the general partner of Sixth Floor Investors, 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). As the sole member of 8-26-22, Texas 8-26-22 may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
  3. Each of the Reporting Persons disclaims any beneficial ownership of any of the securities listed in this Form 4, except to the extent of any pecuniary interest therein.