Filing Details
- Accession Number:
- 0001140361-13-029014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-25 21:28:05
- Reporting Period:
- 2013-07-23
- Filing Date:
- 2013-07-25
- Accepted Time:
- 2013-07-25 21:28:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493941 | Casey Mcguane | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-23 | 900 | $0.00 | 31,778 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-23 | 900 | $11.00 | 30,878 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-24 | 1,303 | $0.00 | 32,181 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-24 | 1,303 | $11.00 | 30,878 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-25 | 5,756 | $0.00 | 36,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-25 | 5,756 | $11.00 | 30,878 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-23 | 900 | $0.00 | 900 | $0.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-24 | 1,303 | $0.00 | 1,303 | $0.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-07-25 | 5,756 | $0.00 | 5,756 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,100 | 2010-02-10 | 2015-02-10 | No | 4 | M | Direct |
65,797 | 2010-02-10 | 2015-02-10 | No | 4 | M | Direct |
60,041 | 2010-02-10 | 2015-02-10 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2012.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $11.00 and $11.01. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.