Home > Insider Trading > Filing (0001140361-13-028958)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1371446	Fbr & Co.	FBRC	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1437165	C James Neuhauser	1001 Nineteenth Street North Arlington VA 22209	Ex Vp - Chief Inv Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-07-24	12,500	$29.25	0	No	4	S	Indirect	Through LLC of which filer is managing member

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Through LLC of which filer is managing member

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	136,740	Direct
Common Stock	10,131	Indirect	By wife

Footnotes

Represents shares of the Issuer's common stock held by an LLC of which the reporting person is the Manager. The reporting person holds a 40% interest in the assets of this LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.6534 to $29.7926, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forthin footnote (2) to this Form 4.
On February 28, 2013, the common stock of the Issuer reverse stock split 1-for-4 (the "Reverse Split") adjusting the reporting person's ownerhsip to 133,403 shares of common stock.
This includes a non-discretionary reallocation of 2,239 RSUs made on April 1, 2013 and 1,098 RSUs made on July 1, 2013 to the Reporting Person pursuant to the Issuers 2012 Retention and Incentive Plan under the Issuers 2006 Long Term Incentive Plan.
The Reverse Split shares are represented by 3,766 RSUs granted under the Issuer's 2006 LTIP which are subject to forfeiture restrictions until vesting date and 6,365 shares.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.