Filing Details

Accession Number:
0001181431-13-041323
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-24 20:48:17
Reporting Period:
2013-07-24
Filing Date:
2013-07-24
Accepted Time:
2013-07-24 20:48:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571283 Rexford Industrial Realty Inc. NSYE: REXR Real Estate Investment Trusts (6798) 462024407
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581296 Howard Schwimmer 11620 Wilshire Boulevard, Suite 300
Los Angeles CA 90025
Co-Ceo, Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2013-07-24 10,564 $14.00 10,564 No 4 J Direct
Common Stock, Par Value $0.01 Acquisiton 2013-07-24 8,665 $14.00 19,229 No 4 J Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2013-07-24 24,209 $14.00 43,438 No 4 P Direct
Common Stock, Par Value $0.01 Acquisiton 2013-07-24 4,472 $14.00 47,910 No 4 P Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2013-07-24 285,715 $0.00 333,625 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Operating Partnership Units Acquisiton 2013-07-24 31,501 $0.00 31,501 $0.00
Common Stock, Par Value $0.01 Operating Partnership Units Acquisiton 2013-07-24 7,275 $0.00 7,275 $0.00
Common Stock, Par Value $0.01 Operating Partnership Units Acquisiton 2013-07-24 814,691 $0.00 814,691 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,501 2014-09-24 No 4 J Indirect
38,776 2014-09-24 No 4 J Indirect
853,467 2014-09-24 No 4 J Direct
Footnotes
  1. Represents shares of common stock issued at $14.00 per share in transactions relating to the formation of Rexford Industrial Realty, Inc. ("Issuer") and its operating partnership subsidiary, Rexford Industrial Realty, L.P. (the "Operating Partnership") either pursuant to contribution or merger agreements where certain entities (interests in which are directly or indirectly owned by the Reporting Person and other parties) that directly or indirectly own properties were contributed or merged with and into the Issuer, the Operating Partnership or their respective subsidiaries.
  2. Represents shares of common stock held by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein.
  3. Represents shares of common stock purchased in a private placement concurrent with the Issuer's initial public offering at the initial public offering price of $14.00 per share.
  4. Represents shares of restricted common stock issued pursuant to the Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Equity Incentive Award Plan, dated July 24, 2013 by and between the Issuer, the Operating Partnership and the Reporting Person.
  5. Represents common units of limited partnership interest ("OP Units") in the Operating Partnership. The Issuer is the general partner of the Operating Partnership. OP Units are redeemable fourteen months from the Transaction Date for cash equal to the then-current market value of one share of common stock, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis.
  6. The OP Units are exchangeable for common stock of the Issuer on a one-for-one basis.
  7. Represents OP Units issued at $14.00 per unit in transactions relating to the formation of the Issuer and the Operating Partnership either pursuant to contribution or merger agreements where certain entities (interests in which are directly or indirectly owned by the Reporting Person and other parties) that directly or indirectly own properties were contributed or merged with and into the Issuer, the Operating Partnership or their respective subsidiaries.
  8. Represents OP Units held by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.
  9. Represents OP Units held by the Howard Schwimmer Living Trust, for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.
  10. N/A