Filing Details

Accession Number:
0000093751-13-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-24 16:41:31
Reporting Period:
2013-07-22
Filing Date:
2013-07-24
Accepted Time:
2013-07-24 16:41:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286771 F Scott Powers State Street Corporation
One Lincoln Street
Boston MA 02111
Evp; President And Ceo Of Ssga No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-22 79,346 $19.31 425,536 No 4 M Direct
Common Stock Disposition 2013-07-22 21,987 $69.69 403,549 No 4 D Direct
Common Stock Disposition 2013-07-22 27,074 $69.69 376,475 No 4 F Direct
Common Stock Disposition 2013-07-22 64,930 $69.66 311,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-07-22 79,346 $0.00 79,346 $19.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-04 No 4 M Direct
Footnotes
  1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  2. These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.48 to $70.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  4. Stock appreciation right becomes exercisable in four equal annual increments commencing March 5, 2010.