Filing Details

Accession Number:
0000895813-13-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-24 12:35:23
Reporting Period:
2013-07-23
Filing Date:
2013-07-24
Accepted Time:
2013-07-24 12:35:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188083 P Timothy Moen 50 South Lasalle Street
Chicago IL 60603
Executive Vice President No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-23 49,895 $52.10 90,879 No 4 M Indirect By Trust
Common Stock Disposition 2013-07-23 49,895 $60.10 40,984 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2013-07-23 48,895 $0.00 49,895 $52.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,044 Direct
Common Stock 6 Indirect 401(k)
Footnotes
  1. The price in Column 4 is the weighted average price. The prices actually received ranged from $60.00 to $60.19. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. as of 06/30/2013
  4. This option became exercisable in four annual installments beginning 2/21/2007.